The Real Story and Truth About the Value of Leadership Trait Theory

I will make the case that Leadership traits exist, and admit that the situation faced may call from different traits or different application, or combinations of traits. Some scholars discount the value of traits in leaders, or their impact on individuals becoming successful and effective leaders. My published leadership and adversity Doctoral research documents the value of leadership traits for the sixteen prominent leaders that I personally interviewed who all overcame adversity and became successful leaders, in spite of their adversities, included: Dr. Tony Bonanzino, Jack Canfield, William Draper III, U.S. Senator Orrin Hatch, Mark Victor Hansen, Monzer Hourani, U.S. Senator Daniel Inouye, J. Terrence Lanni, Dr. John Malone, Angelo Mozilo, Larry Pino, Dr. Nido Qubein, U.S. Army Major General Sid Shachnow, Dr. John Sperling, Dr. Blenda Wilson, and Zig Ziglar.

My leadership and adversity research has been peer debriefed, reviewed and agreed with by five internationally known, well respected leadership scholars, and best-selling authors: Dr. Ken Blanchard, Dr. John Kotter, Professor Jim Kouzes, Dr. Paul Stoltz, and Dr. Meg Wheatley.

My Doctoral dissertation research revealed that sixteen prominent leaders specifically indentified as number of leadership traits that they believed were important in becoming a leader. My research revealed that, honesty and integrity were high on their lists of the essential qualities of a leader. The sixteen prominent leaders and research participants shared an emphasis on the willingness to serve those they lead and to be a humble servant-leader.

Under the umbrella of leadership traits, the notion of the importance of servant leadership and being a Humble Servant Leader (from my leadership research) is repeated here because it remained a strong theme in the sixteen prominent leaders' interviews. The sixteen prominent leaders I interviewed all talked about the importance of caring about people and listening to their needs. The participants emphasized that having clear and consistent communication and willingness to share their vision, their objectives, and the tone of the journey was essential to their success as leaders. They believe that having a complete and deep understanding of the business was needed to lead and succeed. They were quick to repeat the need to be able to cope with adversity 'head-on,' overcome obstacles, and view challenges as opportunities.

The question is: Are leadership traits real or a myth? Dozens of leadership authors (even some well-known leadership scholars), and no I am not going the specifically identify them by name, as it may cause some embarrassment, has specifically claimed that "leadership trait theory is dead," "leadership trait theory is out of step with the mainstream of current academic scholars thoughts in the field of leadership," or "recent leadership research by noted scholars disagree with the concept there are traits of leaders."

I found that the source of the misinformation stems around an article by Stogdill which is frequently misquoted or misinterpreted. Many leadership writers, even some leadership scholars, misquoted or misunderstood the article. But they have commented on his now sixty year old article from his review and findings from various trait studies, relying on a prior interpretation, instead going back the primary document. He is often cited as finding them contradictory or inconclusive. Several authors have also stated that the well-respected late Professor Stogdill could not find a reliable and coherent pattern in the 120 trait studies he initially reviewed.

I re-read the entire 1948 article by Stogdill, and he never made the statements that were attributed to him regarding his alleged opinion that Leadership Trait Theory is false or not true. I personally and professional do not believe that that leadership theory is false or dead.

I will proceed to counter and document the false information, or misinformation, that leadership traits are untrue or invalid. Stogdill in his reporting of his leadership research, just instead used the term Leadership Factors instead of Leadership Traits. In the original article which was published in a 1948 issue of the Journal of Psychology, Stogdill discussed in detail the results of his leadership foundation literature review and study, in which he found and published that certain factors (or traits) which have been associated with leadership could all probably be classified under the general headings of capacity, achievement, responsibility, participation, status, and situation..

Of particular note, what Stogdill's calls his Situational Factor (Situational Leadership Trait) is very similar or comparable to the underpinnings of leadership philosophies such as servant-leadership, principle-centered leadership, or even transformation leadership. He explicated in detail the meaning of each factor, using terms or adjectives for his sub-factors that others might call Leadership Traits.

Stogdill, discussed what other leadership scholar have before and since called Traits, but he re-categorized them and called "factors" He instead as argued that the five individual Factors" with "sub-factors, existed, but that there was a sixth factor which was the specific situation itself.

My Doctoral dissertation leadership research clearly showed that there are a number of key leadership traits or qualities. One of the key factors usually not included in the list of traits is the ability to overcome adversity. The ability of leader to effective deal with adversity or obstacles was an important trait, according to the sixteen prominent leaders I interviewed on the subject of leadership and adversity. One of my leading scholars that peer reviewed my leadership research, Professor Jim Kouzes, said, as reported in my published Doctoral dissertation, that he generally they would agree with my research finding statement that the adversity or obstacles in their adult lives was the most important event in their development as leaders.

Stogdill did conducted a follow-up survey to his 1948 work of 163 individual leadership trait studies and updated it through 1970. The resulting comparison of the 1948 and 1974 research was reviewed in narrative form and then compiled into table form, labeled with the six basic characteristic types factors (traits) and multiple sub-categories sub-factors (sub-traits).

In his later work on leadership factors (aka leadership traits), Stogdill (1974) simply modified his six basic characteristic types and expanded them to include eight factor descriptions. One of the key elements of the later review of characteristics was the inclusion of a much larger percentage of survey information gathered much more information or data from adults in the working world. The trait study done by Stogdill reviewed a series of trait studies done mostly on children or social groups, not usually on adults.

Stogdill's original article has been repeatedly misquoted as evidence that personal traits have little significance or bearing on leadership. This consistent and out-of-context misquoting, or simple misunderstanding, of his position, bothered Stogdill enough that he clarified that he did not hold this view on the lack of importance of these traits. In fact, Stogdill, later specifically noted in writing that his 1948 work had been cited frequently as evidence in support of the view that leadership is entirely situational in origin and that no personal characteristics are predictive of leadership. This view seems to overemphasize the situational and underemphasize the personal nature of leadership. He indicated that different leadership skills and traits are required in different situations.

The behaviors and traits enabling a mobster to gain and maintain control over a criminal gang are not the same as those enabling a religious leader to gain and maintain a large following. Yet certain general qualities, such as courage, fortitude, and conviction-appear to characterize both.

How could Stogdill have not believed in the value and relevance of Leadership Traits, when Bass and Stogdill (1990) concluded their chapter entitled Traits of Leadership: A Follow-up with the statement, "Evidence abounds about particular patterns of traits that are of consequence to leadership."

Why did he and Bass devote three chapters on the Traits of Leadership, if he did not believe in them?

If any doubt remains, Bass summed up his position on the importance and transferability of certain traits and attributes were transferable or situational. Even though Stogdill has been misquoted by other scholars, the record shows that he and Bass, 1990, in their best-selling Handbook of leadership reviewed the last century of leadership research on traits or attributes which they documented and footnoted in nine full chapters under the heading Personal Attributes of Leaders

My Doctoral dissertation leadership research clearly shows that "leadership trait theory" is not dead or false. The leadership literature and my Doctoral dissertation leadership research seems to indicate that traits alone are not enough, but that traits may be helpful, or even foundational, or a precondition in the development of leadership. It may even be possible that a particular combination of Traits, Factors, and Attributes for a given situation may be a conditional precedent to developing effective leadership. Leadership Traits (regardless of the term used) are clearly Not dead, just relabeled.

What is the real difference between leadership: Traits, Factors, and Attributes, it is really it just scholarly semantics.

Three Ways of Defining Leadership

Here are 3 popular ways of defining leadership, each from a slightly different perspective:

1. Leadership means being the dominant individual in a group.
2. Leadership means getting things done through people.
3. Leadership means challenging the status quo, promoting a better way.

For many, leadership means doing all three of these things but there are subtle and important differences. Let's look at them one by one.

* Leadership means being the dominant individual in a group.


In primitive tribes and higher animal species the dominant individual was the leader. Being the leader simply meant having the power to attain and hold the top position for a reasonable length of time. Contrary to definition 2, you could be the leader without getting anything done through others. A leader was the person in charge even if the group was in a stable state where people went about their business as normal. As long as group members obeyed the leader's rules, the leader did not even need to be actively involved in the lives of group members, let alone get anything done through them. You could also be the leader in such a group without promoting a better way as suggested by definition 3. If you didn't need to be voted into power, why have a platform for change? You simply seized power; no sales pitch was needed on how you could make life better for the group. Yes, such leaders may have led groups successfully in battle and built great monuments with them, but, strictly speaking, you could be the leader without achieving anything through a group effort. The meaning of leadership, according to this definition, is simply to be at the top of the pile.

* Leadership means getting things done through people.

Great leaders throughout history have led their groups to momentous achievements, but the idea that leadership should be defined as getting things done through people has been developed most fully by modern business, which is all about achieving results. As business has become more complex, the leadership challenge has grown form one of the simple issuing of orders to a few "hands" to the subtle coordination of highly skilled, diverse knowledge workers to build sophisticated machines and put men on the moon. There is a problem with this definition of leadership, however. It used to belong to management. Why the switch from management to leadership? And is this a good move? Up to the late 1970's writers used the terms leadership and management interchangeably but with more emphasis on management. For example, the management theorists, Blake and Mouton, developed their famous managerial grid in the 1960's. At the time, it was portrayed as a way of identifying your management style. Today, in line with the shift to leadership, the name is the same (managerial grid) but it is now positioned as a leadership style instrument.

Similarly, we used to talk about management style more than leadership style. Managers could be either "theory X" and task oriented or "theory Y" and concerned for people. But a profound shift in thinking took place in a revolutionary period lasting from the late 1970's through the mid 1980's. The cause of this upheaval was the commercial success of Japanese industry in North America. This led pundits to claim that the U.S. had lost its competitive edge because U.S. management was too bureaucratic, controlling, uninspiring and inept at fostering innovation. Rather than upgrade management, there was an emotional over reaction such that management was rejected and replaced by leadership. Since then, leaders were portrayed as theory Y, inspiring and concerned about people while management got saddled with all the bad guy attributes of being controlling, theory X, uninspiring and narrowly task focused. Similarly, the distinction between being transformational and transactional was originally launched to differentiate two leadership styles, but it wasn't long before it became used to separate leadership from management, the former being transformational and the latter transactional.

In our haste to trash management, we grabbed whatever tools were handy but with heavy costs. First, we painted leadership into a corner by suggesting that you needed to be an inspiring cheerleader to be a leader, leaving no room for quiet or simply factual leadership. Second, we created a bloated concept of leadership by banishing management. Third, by attaching leadership to getting things done through a team, we associated leadership irrevocably with being in charge of people, thereby ruling out positionless leadership. Yes, there is informal leadership but this concept is essentially the same as formal leadership except for their power bases. Like its formal counterpart, informal leadership still means taking charge and managing a group to achieve a target. In either case, you need to have the personal presence, organizational skills and motivation to take charge to be a leader.

* Leadership means challenging the status quo, promoting a better way.

We have always felt, intuitively, that leaders have the courage to stand up and be counted. They go against the grain, often at great risk, to call for change. We only need to look at Martin Luther King, Jr. His leadership rested not so much on his oratorical skills - they were just icing on the cake. He was a leader primarily because he marched and spoke against injustice. He challenged the status quo and promoted a better world.

However, and this is the whole point here, if you think through what it means to challenge the status quo or advocate change, there is no necessary implication that you have to be in charge of the people you are trying to influence. The bottom line is that this third definition, when worked through fully, gives us a way to break the stranglehold of the previous two definitions. The benefit of this move is that we gain a clearer understanding of how all employees can show leadership even if they totally lack the skills or inclination to take charge of groups in a managerial sense, even informally. Think again of Martin Luther King, Jr. He sought to move the U.S. Government and the population at large to think differently about such issues as segregation on buses. His leadership efforts were successful when the U.S. Supreme Court ruled such discrimination unconstitutional. Now, it is obvious that he was not in a managerial role within the Supreme Court. He showed leadership to this group as an outsider. You could say the same of Jack Welch who had a leadership impact on countless businesses around the globe through his novel practices, such as being first or second in a market. Again, those who followed the lead of Jack Welch did not report to him. They were not even members of a common group.

Leadership Reinvented for the 21st Century

If we cast aside the first two definitions of leadership, what is left? If leadership means nothing more than promoting a better way, then we need to upgrade management to take care of everything to do with getting things done through people. We need to say that management does not entail being controlling, bureaucratic or theory X, that they can be as inspiring as they need to be, good at coaching, developing and empowering people.

A critical supporting fact is that the power on which leadership is based is shifting from having a dominant personality to the ability to devise new ways of working, new products and better services. Businesses that compete on the basis of rapid innovation are engaged in a war of ideas and no one has a monopoly on good ideas. This is revolutionary because it suggests that leadership can no longer be about group domination. Now, leadership is a brief influence impact, an episode or act, not an ongoing state or role. You still may need a larger than life personality to ascend to the role of Chief Executive, but leadership conceived as a good idea for a better way can be very small scale and local. Any employee with a better idea can promote it, even if only by example, without having the personal presence to be promoted to a managerial role. Strictly, speaking there are no longer any leaders, only leadership. This view captures the fact that leadership is a fleeting state that can shift quickly from one person to another. It is an impact rather than a type of person or position. It must be so if it can be shown by outsiders.

Key Features of Leadership Reinvented

* It does not involve managing people to get things done.
* It comes to an end once those led get on board. It sells the tickets for the journey; management drives the bus to the destination.
* It is a discrete episode, a one-off act of influence, not an ongoing position of dominance.
* It is based on the promotion of a better way.
* It can be shown bottom-up as well as top-down.
* It can be shown by outsiders and between competing individuals or groups.


Thought Leadership - The Essence of Leadership Reinvented

Organizations today need all employees to think creatively and to promote new products. Promoting a better idea can be called thought leadership. In a knowledge driven environment, the newest, best idea influences others to get on board. When a product developer convinces top management to adopt a new product, that person has shown thought leadership bottom-up. But it can be shown across groups as well. When Microsoft develops products or services invented by Apple or Google, they are following the lead of these innovators. This also is thought leadership.

While the possession of great emotional intelligence and the oratory of a Martin Luther King, Jr. can help thought leaders make their case, it is vital to see that these skills are nice to have add-ons, not an essential part of the meaning of leadership. Technical geeks with zero emotional intelligence and an obnoxious influencing style can show thought leadership if they can demonstrate the value of their ideas. This is very empowering because it moves us away from the demand to develop sophisticated leadership skills as a precondition of showing leadership. Strictly speaking there are no leadership skills, only influencing skills and great content. Imagine asking Tiger Woods. after the end of the third round when he is in the lead, how he developed such great leadership skills. The truth is that he shows leadership through being great at the content of his profession, not by having a separate set of talents called leadership skills. On the other hand, there are very definite management skills. Getting work done through people calls for quite sophisticated interpersonal and organizational skills.

Content is King

The point of the previous section is that convincing content or substance can trump great style or form. Having a larger than life personality may still help you get to be CEO but this is the power of style over substance. If the prospective leader has enough charisma, it almost doesn't matter what is being advocated (the content). Conversely, thought leadership is most convincing if backed up by hard evidence. Having persuasive influencing skills helps but isn't essential. This means that front line knowledge workers can focus on what it really takes to show leadership: begin by developing convincing content. If your idea is good enough it will virtually sell itself. It's not that influencing skills are not valuable. The point is that we can define leadership without mentioning influencing style. Also, there is the fact that opportunists will get on board with a great idea with no persuasion whatsoever. Thus, if it is possible to show leadership without being personally persuasive, then having such skills cannot be a necessary condition to show leadership.

The Future of Leadership

Leadership reinvented can still be shown by CEOs. They just need to accept that much of what they do needs to be reclassified as management. They also need to devote more time to fostering leadership in front line employees, thereby taking empowerment a huge leap forward. If they want to reap the full innovative potential of all employees, CEOs and other managers need to engage and inspire employees more fully. Helping them to see how all employees can show leadership now could make all the difference between winning the war of ideas and falling further behind. Where knowledge rules, the old fashioned conception of leadership as group domination is dangerously obsolete. Complexity drives specialization. It is time to bring management back from the dead to take care of getting things done through people, leaving leadership to focus on finding and promoting new directions.

Definition number 1 may still be good enough to capture what happens in small street gangs and primitive tribes but it is most clearly out of date in a world that is a war of ideas. Number 2 is a mess because it is a total confusion of leadership and management. Only definition number 3 captures all leadership - that shown by people in charge, by those with neither the inclination nor the skills to take charge, and by outsiders like Martin Luther King, Jr. Uniquely, this definition also captures what it means to be a market leading company or a leading individual or team in sports. Leadership is simply a matter of showing the way. One of the many exciting features of this definition is that followers must choose to follow of their own free will because coercive power and authority are missing. Definition number 3 captures the essence of pure leadership.